Form 4 for ACEL Accel Entertainment, Inc.
Accepted 2024-09-17 00:00:00 ET · period of report 2024-09-14 · accession 0001628280-24-040695 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-17 | 2024-09-14+ | ACEL | Rubenstein Andrew H. | CEO, Pres, Dir, 10% | F - Tax | $11.69 | -5,482 | 4.20M | -0.1% | -$64.1K |
| D | 2024-09-17 | 2024-09-17 | ACEL | Rubenstein Andrew H. | CEO, Pres, Dir, 10% | S - Sale+OE | $12.01 | -4,114 | 4.20M | -0.1% | -$49.4K |
| DM | 2024-09-17 | 2024-09-14+ | ACEL | Rubenstein Andrew H. | CEO, Pres, Dir, 10% | M - OptEx | $0.00 | +12.6K | 4.20M | +0.3% | $0 |
| DM | 2024-09-17 | 2024-09-14+ | ACEL | Rubenstein Andrew H. | CEO, Pres, Dir, 10% | M - OptEx | $0.00 | -12.6K | 11.2K | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A-1 Common Stock | 2024-09-16 | F | D | 2,448 | $11.74 | 4,200,399 | D | — | — | |
| 2 | Common | Class A-1 Common Stock | 2024-09-17 | S | D | 4,114 | $12.01 | 4,196,285 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| 3 | Common | Class A-1 Common Stock | 2024-09-14 | M | A | 6,958 | $0.00 | 4,200,267 | D | — | — | |
| 4 | Common | Class A-1 Common Stock | 2024-09-14 | F | D | 3,034 | $11.65 | 4,197,233 | D | — | — | |
| 5 | Common | Class A-1 Common Stock | 2024-09-16 | M | A | 5,614 | $0.00 | 4,202,847 | D | — | — | |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2024-09-14 | M | D | 6,958 | $0.00 | 41,746 | D | — · — to — | 6,958 Class A-1 Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. (F4) 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. |
| 7 | Derivative | Restricted Stock Units (RSU) | 2024-09-16 | M | D | 5,614 | $0.00 | 11,227 | D | — · — to — | 5,614 Class A-1 Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. (F5) 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. |