Form 4 for DLHC DLH Holdings Corp.
Accepted 2024-09-24 00:00:00 ET · period of report 2024-09-20 · accession 0001628280-24-041223 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-24 | 2024-09-20 | DLHC | JohnBull Kathryn M. | CFO | M - OptEx | $1.95 | +200.0K | 596.9K | +50% | +$390.0K |
| D | 2024-09-24 | 2024-09-20 | DLHC | JohnBull Kathryn M. | CFO | F - Tax | $9.78 | -78.2K | 518.7K | -13% | -$765.2K |
| D | 2024-09-24 | 2024-09-20 | DLHC | JohnBull Kathryn M. | CFO | M - OptEx | $0.00 | -200.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-20 | M | A | 200,000 | $1.95 | 596,927 | D | — | — | (F1) Includes 17,831 time-based restricted stock units granted to the reporting person on December 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2026, provided that the reporting person remains in the employment of the Company as of such date. |
| 2 | Common | Common Stock | 2024-09-20 | F | D | 78,240 | $9.78 | 518,687 | D | — | — | (F2) Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options. (F1) Includes 17,831 time-based restricted stock units granted to the reporting person on December 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of common stock. The award vests in full on September 30, 2026, provided that the reporting person remains in the employment of the Company as of such date. |
| 3 | Derivative | Employee Stock Option | 2024-09-20 | M | D | 200,000 | $0.00 | 0 | D | $1.95 · — to 2024-09-22 | 200,000 Common Stock | (F3) The option was granted on September 22, 2014, and subsequently vested upon the achievement of certain performance targets. |