Form 4 for XFOR X4 Pharmaceuticals, Inc
Accepted 2024-10-08 00:00:00 ET · period of report 2024-10-04 · accession 0001628280-24-042541 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-10-08 | 2024-10-07 | XFOR | Taveras Arthur | CSO | S - Sale | $0.56 | -76.9K | 388.0K | -17% | -$43.1K | |
| 2024-10-08 | 2024-10-04 | XFOR | Taveras Arthur | CSO | A - Grant | $0.00 | +230.6K | 464.9K | +98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-07 | S | D | 76,920 | $0.56 | 388,026 | D | — | — | (F2) These transactions were made pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on June 28, 2024. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.5291 to $0.6038, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2024-10-04 | A | A | 230,645 | $0.00 | 464,946 | D | — | — | (F1) Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition. |