Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2024-10-22 00:00:00 ET · period of report 2024-10-17 · accession 0001628280-24-043293 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-10-22 | 2024-10-17 | SMSI | Kempton James M | VP, CFO, Treas | F - Tax | $1.02 | -1,386 | 74.2K | -2% | -$1,414 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-17 | F | D | 1,386 | $1.02 | 74,186 | D | — | — | (F1) Shares withheld, at an average vesting price of $1.02 per share, for the payment of income taxes. (F2) Includes 219 shares acquired on September 30, 2024, at a price of $0.867 per share, pursuant to the Smith Micro Software, Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |