Form 4 for CURI CuriosityStream Inc.
Accepted 2024-11-06 00:00:00 ET · period of report 2024-11-05 · accession 0001628280-24-045567 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-06 | 2024-11-05 | CURI | Cudahy Theresa Ellen | COO, Gen Counsel, Sec | F - Tax | $2.41 | -116.8K | 492.2K | -19% | -$281.5K |
| D | 2024-11-06 | 2024-11-05 | CURI | Cudahy Theresa Ellen | COO, Gen Counsel, Sec | M - OptEx | — | +267.4K | 609.0K | +78% | — |
| D | 2024-11-06 | 2024-11-05 | CURI | Cudahy Theresa Ellen | COO, Gen Counsel, Sec | M - OptEx | $0.00 | -267.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-05 | F | D | 116,810 | $2.41 | 492,186 | D | — | — | (F2) Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted. |
| 2 | Common | Common Stock | 2024-11-05 | M | A | 267,375 | — | 608,996 | D | — | — | (F1) On May 8, 2024 ("Grant Date"), the Company granted Tia Cudahy 534,750 restricted stock units ("RSUs") under the 2020 Omnibus Incentive Plan. Each RSU represented a contingent right to receive one share of common stock. On August 12, 2024, the Board determined that the Company met the performance condition of achieving $3,000,000 in adjusted free cash flow and, as a result, 25,000 of these RSUs vested on that date. On November 5, 2024, the Board determined that the Company met the performance condition of achieving $5,300,000 in adjusted free cash flow and, as a result, the remaining 267,375 of these RSUs vested. |
| 3 | Derivative | Restricted Stock Units | 2024-11-05 | M | D | 267,375 | $0.00 | 0 | D | — · — to — | 267,375 Common Stock | (F1) On May 8, 2024 ("Grant Date"), the Company granted Tia Cudahy 534,750 restricted stock units ("RSUs") under the 2020 Omnibus Incentive Plan. Each RSU represented a contingent right to receive one share of common stock. On August 12, 2024, the Board determined that the Company met the performance condition of achieving $3,000,000 in adjusted free cash flow and, as a result, 25,000 of these RSUs vested on that date. On November 5, 2024, the Board determined that the Company met the performance condition of achieving $5,300,000 in adjusted free cash flow and, as a result, the remaining 267,375 of these RSUs vested. |