Form 4 for CURI CuriosityStream Inc.
Accepted 2024-11-07 00:00:00 ET · period of report 2024-11-05 · accession 0001628280-24-046058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-07 | 2024-11-06 | CURI | Hayden Phillip Brady | CFO | G - Gift | $0.00 | -17.5K | 17.5K | -50% | $0 |
| D | 2024-11-07 | 2024-11-05 | CURI | Hayden Phillip Brady | CFO | M - OptEx | — | +25.0K | 25.0K | New | — |
| D | 2024-11-07 | 2024-11-05 | CURI | Hayden Phillip Brady | CFO | F - Tax | $2.41 | -7,492 | 17.5K | -30% | -$18.1K |
| D | 2024-11-07 | 2024-11-05 | CURI | Hayden Phillip Brady | CFO | M - OptEx | $0.00 | -25.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-06 | G | D | 17,508 | $0.00 | 17,508 | D | — | — | (F3) Reflects the exempt transfer of 17,508 shares from Mr. Hayden to P. Brady Hayden Revocable Trust on November 6, 2024 for no consideration. The reporting person is trustee of the trust, and the reporting person is the sole beneficiary of the trust. The reporting person remains the beneficial owner of the securities held by the trust. |
| 2 | Common | Common Stock | 2024-11-05 | M | A | 25,000 | — | 25,000 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2024-11-05 | F | D | 7,492 | $2.41 | 17,508 | D | — | — | (F2) Represents the withholding of shares of the Company's common stock for tax purposes in connection with the vesting of restricted stock units previously granted, which does not constitute an actual sale or other open market transaction. |
| 4 | Derivative | Restricted Stock Units | 2024-11-05 | M | D | 25,000 | $0.00 | 0 | D | — · — to — | 25,000 Common Stock | (F4) On May 8, 2024 ("Grant Date"), the Company granted Brady Hayden 50,000 restricted stock units ("RSUs") under the 2020 Omnibus Incentive Plan. Each RSU represented a contingent right to receive one share of common stock. On August 12, 2024, the Board determined that the Company met the performance condition of achieving $3,000,000 in adjusted free cash flow and, as a result, 25,000 of these RSUs vested on that date. On November 5, 2024, the Board determined that the Company met the performance condition of achieving $5,300,000 in adjusted free cash flow and, as a result, the remaining 25,000 of these RSUs vested. |