Form 4 for XYZ Block, Inc.
Accepted 2024-11-13 00:00:00 ET · period of report 2024-11-11 · accession 0001628280-24-047675 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-13 | 2024-11-11+ | XYZ | Esperanza Chrysty | CLO | S - Sale | $82.45 | -5,823 | 88.2K | -6% | -$480.1K |
| DM | 2024-11-13 | 2024-11-11+ | XYZ | Esperanza Chrysty | CLO | C - Cnv Deriv | $0.00 | +5,000 | 91.6K | +6% | $0 |
| DM | 2024-11-13 | 2024-11-11+ | XYZ | Esperanza Chrysty | CLO | M - OptEx | $0.00 | 0 | 10.0K | New | $0 |
| DM | 2024-11-13 | 2024-11-11+ | XYZ | Esperanza Chrysty | CLO | C - Cnv Deriv | $0.00 | -5,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-11 | S | D | 2,964 | $80.00 | 88,607 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-11-12 | C | A | 2,500 | $0.00 | 91,107 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-11-12 | S | D | 2,859 | $85.00 | 88,248 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-11-11 | C | A | 2,500 | $0.00 | 91,571 | D | — | — | |
| 5 | Derivative | Class B Common Stock | 2024-11-12 | M | A | 2,500 | $0.00 | 2,500 | D | — · — to — | 2,500 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 6 | Derivative | Class B Common Stock | 2024-11-11 | M | A | 2,500 | $0.00 | 2,500 | D | — · — to — | 2,500 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 7 | Derivative | Class B Common Stock | 2024-11-11 | C | D | 2,500 | $0.00 | 0 | D | — · — to — | 2,500 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 8 | Derivative | Class B Common Stock | 2024-11-12 | C | D | 2,500 | $0.00 | 0 | D | — · — to — | 2,500 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 9 | Derivative | Stock Option (right to buy) | 2024-11-11 | M | D | 2,500 | $0.00 | 12,500 | D | $13.94 · — to 2025-06-16 | 2,500 Class B Common Stock | (F3) 25% of the shares subject to the option vested on June 1, 2016 and 1/48th of the shares vested monthly thereafter. |
| 10 | Derivative | Stock Option (right to buy) | 2024-11-12 | M | D | 2,500 | $0.00 | 10,000 | D | $13.94 · — to 2025-06-16 | 2,500 Class B Common Stock | (F3) 25% of the shares subject to the option vested on June 1, 2016 and 1/48th of the shares vested monthly thereafter. |