Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2024-11-20 00:00:00 ET · period of report 2024-11-18 · accession 0001628280-24-048722 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-20 | 2024-11-18+ | AFRM | Michalek Libor | Pres, Dir | S - Sale+OE | $62.20 | -111.0K | 159.4K | -41% | -$6.91M |
| DI | 2024-11-20 | 2024-11-18 | AFRM | Michalek Libor | Pres, Dir | G - Gift | $0.00 | -4,000 | 868.1K | -0.5% | $0 |
| DM | 2024-11-20 | 2024-11-18+ | AFRM | Michalek Libor | Pres, Dir | M - OptEx | $2.04 | +111.0K | 259.4K | +75% | +$226.5K |
| DM | 2024-11-20 | 2024-11-18+ | AFRM | Michalek Libor | Pres, Dir | M - OptEx | $0.00 | -111.0K | 89.0K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-19 | S | D | 11,048 | $64.00 | 159,449 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F3) Represents the weighted average sale price of the shares sold from $64.00 to $64.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2024-11-18 | G | D | 4,000 | $0.00 | 868,114 | I | — | — | |
| 3 | Common | Class A Common Stock | 2024-11-19 | M | A | 11,048 | $2.04 | 170,497 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 4 | Common | Class A Common Stock | 2024-11-18 | M | A | 100,000 | $2.04 | 259,449 | D Michalek 2007 Trust dated March 21, 2007 | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F2) The shares are held by the Michalek 2007 Family Trust dated March 21, 2007. The Reporting Person and his spouse are trustees of the trust. |
| 5 | Common | Class A Common Stock | 2024-11-18 | S | D | 100,000 | $62.00 | 159,449 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-11-18 | M | D | 100,000 | $0.00 | 100,000 | D | $2.04 · — to 2027-11-16 | 100,000 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F4) The stock option vested monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following October 9, 2017, the vesting commencement date, subject to continued service with the Issuer. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-11-19 | M | D | 11,048 | $0.00 | 88,952 | D | $2.04 · — to 2027-11-16 | 11,048 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F4) The stock option vested monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following October 9, 2017, the vesting commencement date, subject to continued service with the Issuer. |