Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2024-11-22 00:00:00 ET · period of report 2024-11-20 · accession 0001628280-24-049046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-22 | 2024-11-20+ | AFRM | Michalek Libor | Pres, Dir | S - Sale+OE | $65.10 | -189.0K | 159.4K | -54% | -$12.30M |
| DM | 2024-11-22 | 2024-11-20+ | AFRM | Michalek Libor | Pres, Dir | M - OptEx | $5.62 | +189.0K | 236.6K | +397% | +$1.06M |
| DM | 2024-11-22 | 2024-11-20+ | AFRM | Michalek Libor | Pres, Dir | M - OptEx | $0.00 | -189.0K | 500.0K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-21 | S | D | 11,847 | $64.00 | 259,449 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 2 | Common | Class A Common Stock | 2024-11-21 | M | A | 100,000 | $8.80 | 271,296 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 3 | Common | Class A Common Stock | 2024-11-21 | M | A | 11,847 | $2.04 | 171,296 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 4 | Common | Class A Common Stock | 2024-11-20 | S | D | 77,105 | $64.08 | 159,449 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F2) Represents the weighted average sale price of the shares sold from $64.00 to $64.31 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2024-11-21 | S | D | 100,000 | $66.01 | 159,449 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F3) Represents the weighted average sale price of the shares sold from $66.00 to $66.19 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2024-11-20 | M | A | 77,105 | $2.04 | 236,554 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-11-21 | M | D | 11,847 | $0.00 | 0 | D | $2.04 · — to 2027-11-16 | 11,847 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F5) The stock option vested monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following October 9, 2017, the vesting commencement date, subject to continued service with the Issuer. |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-11-20 | M | D | 77,105 | $0.00 | 11,847 | D | $2.04 · — to 2027-11-16 | 77,105 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F5) The stock option vested monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following October 9, 2017, the vesting commencement date, subject to continued service with the Issuer. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-11-21 | M | D | 100,000 | $0.00 | 500,000 | D | $8.80 · — to 2029-12-16 | 100,000 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F6) The stock options vest monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer. |