Form 4 for VRT Vertiv
Accepted 2024-11-26 00:00:00 ET · period of report 2024-11-25 · accession 0001628280-24-049280 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-26 | 2024-11-25 | VRT | DOKKUM JAN VAN | Dir | S - Sale+OE | $136.39 | -38.6K | 25.0K | -61% | -$5.27M |
| D | 2024-11-26 | 2024-11-25 | VRT | DOKKUM JAN VAN | Dir | M - OptEx | $12.05 | +38.6K | 63.6K | +155% | +$465.7K |
| D | 2024-11-26 | 2024-11-25 | VRT | DOKKUM JAN VAN | Dir | M - OptEx | $12.05 | -38.6K | 0 | -100% | -$465.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-25 | S | D | 38,647 | $136.39 | 25,000 | D | — | — | (F1) The trade was executed in a series of transactions with a price range of $136.3401 to $136.66, inclusive, with a weighted average price of $136.391. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) Reported shares shown are held by Mr. Joseph van Dokkum and Mrs. Lynn van Dokkum, as tenants in common. |
| 2 | Common | Class A Common Stock | 2024-11-25 | M | A | 38,647 | $12.05 | 63,647 | D | — | — | |
| 3 | Derivative | Stock Options | 2024-11-25 | M | D | 38,647 | $12.05 | 0 | D | $12.05 · — to 2030-02-07 | 38,647 Class A Common Stock | (F3) The stock option vested as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024 |