Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2024-11-26 00:00:00 ET · period of report 2024-11-22 · accession 0001628280-24-049334 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-26 | 2024-11-22+ | AFRM | Michalek Libor | Pres, Dir | M - OptEx | $8.80 | +197.2K | 260.3K | +312% | +$1.73M |
| DM | 2024-11-26 | 2024-11-22+ | AFRM | Michalek Libor | Pres, Dir | S - Sale+OE | $69.04 | -197.2K | 159.4K | -55% | -$13.61M |
| DM | 2024-11-26 | 2024-11-22+ | AFRM | Michalek Libor | Pres, Dir | M - OptEx | $0.00 | -197.2K | 399.2K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-25 | M | A | 96,332 | $8.80 | 255,781 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 2 | Common | Class A Common Stock | 2024-11-22 | S | D | 100,000 | $68.09 | 160,270 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F2) Represents the weighted average sale price of the shares sold from $68.00 to $68.37 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2024-11-25 | S | D | 96,332 | $70.01 | 159,449 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F3) Represents the weighted average sale price of the shares sold from $70.00 to $70.19 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2024-11-22 | M | A | 100,821 | $8.80 | 260,270 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 5 | Common | Class A Common Stock | 2024-11-22 | S | D | 821 | $70.00 | 159,449 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-11-25 | M | D | 96,332 | $0.00 | 302,847 | D | $8.80 · — to 2029-12-16 | 96,332 Class A Common Stock | (F5) The stock options vested monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-11-22 | M | D | 100,821 | $0.00 | 399,179 | D | $8.80 · — to 2029-12-16 | 100,821 Class A Common Stock | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F5) The stock options vested monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer. |