Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2024-12-03 00:00:00 ET · period of report 2024-11-29 · accession 0001628280-24-049820 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-03 | 2024-11-29+ | AFRM | Michalek Libor | Pres, Dir | S - Sale+OE | $71.46 | -9,476 | 159.4K | -6% | -$677.1K |
| DM | 2024-12-03 | 2024-11-29+ | AFRM | Michalek Libor | Pres, Dir | M - OptEx | $7.06 | +11.8K | 162.3K | +8% | +$83.4K |
| D | 2024-12-03 | 2024-12-01 | AFRM | Michalek Libor | Pres, Dir | F - Tax | $70.01 | -1,184 | 160.6K | -0.7% | -$82.9K |
| DM | 2024-12-03 | 2024-11-29+ | AFRM | Michalek Libor | Pres, Dir | M - OptEx | $0.00 | -11.8K | 300.0K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-02 | S | D | 6,629 | $72.08 | 160,601 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F3) Represents the weighted average sale price of the shares sold from $72.00 to $72.08 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2024-12-02 | M | A | 6,629 | $8.80 | 167,230 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 3 | Common | Class A Common Stock | 2024-12-01 | F | D | 1,184 | $70.01 | 160,601 | D | — | — | (F2) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on December 1, 2024. |
| 4 | Common | Class A Common Stock | 2024-12-01 | M | A | 2,336 | $0.00 | 161,785 | D | — | — | |
| 5 | Common | Class A Common Stock | 2024-11-29 | S | D | 2,847 | $70.00 | 159,449 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 6 | Common | Class A Common Stock | 2024-11-29 | M | A | 2,847 | $8.80 | 162,296 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-12-02 | M | D | 6,629 | $0.00 | 293,371 | D | $8.80 · — to 2029-12-16 | 6,629 Class A Common Stock | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F8) Stock options vest monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock options at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule. |
| 8 | Derivative | Restricted Stock Units | 2024-12-01 | M | D | 2,336 | $0.00 | 49,048 | D | — · — to — | 2,336 Class A Common Stock | (F6) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The RSUs vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-11-29 | M | D | 2,847 | $0.00 | 300,000 | D | $8.80 · — to 2029-12-16 | 2,847 Class A Common Stock | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023. (F5) Stock options vest monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer. |