Form 4/A for RICK RCI HOSPITALITY HOLDINGS, INC.
Accepted 2024-12-13 00:00:00 ET · period of report 2024-06-18 · accession 0001628280-24-051263 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2024-12-13 | 2024-06-18 | RICK | Chhay Bradley Lim | CFO | S - Sale | $44.63 | -0.32 | 3,607 | -0.0% | -$14.28 |
| AI | 2024-12-13 | 2024-08-20 | RICK | Chhay Bradley Lim | CFO | S - Sale | $43.50 | -1,870 | 0 | -100% | -$81.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-18 | S | D | 0.32 | $44.63 | 3,606.68 | D By investment club (a general partnership) | — | — | (F1) In connection with transferring stock between brokerages, the transferring brokerage sold the reporting person's fractional share in this position as part of its process. (F2) It was previously incorrectly reported that the reporting person held 2.681 less shares than he actually held. The purpose of this amendment is to correct that error. |
| 2 | Common | Common Stock | 2024-08-20 | S | D | 1,870 | $43.50 | 0 | I | — | — | (F4) This amount represents the entire amount of securities owned by the investment club. The reporting person disclaims beneficial ownership of the percentage amount of shares held in the investment club that are not owned by the reporting person, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |