Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2025-01-03 00:00:00 ET · period of report 2025-01-01 · accession 0001628280-25-000421 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-03 | 2025-01-02 | AFRM | O'Hare Robert | CFO | S - Sale+OE | $62.28 | -6,541 | 2,963 | -69% | -$407.4K |
| DM | 2025-01-03 | 2025-01-01+ | AFRM | O'Hare Robert | CFO | M - OptEx | $12.95 | +10.3K | 5,799 | New | +$133.9K |
| D | 2025-01-03 | 2025-01-01 | AFRM | O'Hare Robert | CFO | F - Tax | $60.90 | -1,507 | 2,963 | -34% | -$91.8K |
| DM | 2025-01-03 | 2025-01-01+ | AFRM | O'Hare Robert | CFO | M - OptEx | $0.00 | -10.3K | 77.6K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-01-02 | S | D | 2,358 | $61.87 | 7,146 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. (F3) Represents the weighted average sale price of the shares sold from $61.19 to $62.18 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2025-01-02 | M | A | 1,279 | $22.30 | 7,078 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. |
| 3 | Common | Class A Common Stock | 2025-01-02 | M | A | 2,426 | $23.35 | 9,504 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. |
| 4 | Common | Class A Common Stock | 2025-01-01 | M | A | 3,802 | $0.00 | 4,470 | D | — | — | |
| 5 | Common | Class A Common Stock | 2025-01-01 | F | D | 1,507 | $60.90 | 2,963 | D | — | — | (F1) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on January 1, 2025. |
| 6 | Common | Class A Common Stock | 2025-01-02 | M | A | 2,836 | $17.19 | 5,799 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. |
| 7 | Common | Class A Common Stock | 2025-01-02 | S | D | 3,983 | $62.46 | 3,163 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. (F4) Represents the weighted average sale price of the shares sold from $62.23 to $63.20 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2025-01-02 | S | D | 200 | $63.49 | 2,963 | D | — | — | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. (F5) Represents the weighted average sale price of the shares sold from $63.26 to $63.71 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Derivative | Restricted Stock Units | 2025-01-01 | M | D | 3,802 | $0.00 | 7,605 | D | — · — to 2028-01-13 | 3,802 Class A Common Stock | (F6) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) Restricted stock unit grant vests over four and one-half years, commencing as of January 1, 2021, the vesting commencement date. The first 5% of the shares vest on the six-month anniversary of the vesting commencement date, and the remainder of the shares vest in quarterly installments over the remaining four years, in annual aggregate amounts equal to 15%, 20%, 30% and 30%, respectively, subject to the Reporting Person's continued employment with the Issuer as of each vesting date. |
| 10 | Derivative | Stock Option (Right to Buy) | 2025-01-02 | M | D | 2,836 | $0.00 | 51,064 | D | $17.19 · — to 2032-07-01 | 2,836 Class A Common Stock | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. (F8) The stock options vest in 48 equal monthly installments beginning August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. |
| 11 | Derivative | Stock Option (Right to Buy) | 2025-01-02 | M | D | 1,279 | $0.00 | 25,595 | D | $22.30 · — to 2032-09-16 | 1,279 Class A Common Stock | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. (F9) The stock options vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. |
| 12 | Derivative | Stock Option (Right to Buy) | 2025-01-02 | M | D | 2,426 | $0.00 | 77,640 | D | $23.35 · — to 2033-09-13 | 2,426 Class A Common Stock | (F2) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024. (F10) The stock options vest as to 25% of the underlying shares on September 1, 2024 and the remainder vest in 36 equal monthly installments over the subsequent three years subject to the Reporting Person's continuous service with the Issuer as of each vesting date. |