Form 4 for UPST Upstart Holdings, Inc.
Accepted 2025-01-15 00:00:00 ET · period of report 2025-01-13 · accession 0001628280-25-001602 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-15 | 2025-01-13 | UPST | Gu Paul | Chief Technology Offier, Dir | M - OptEx | $2.15 | +30.8K | 993.9K | +3% | +$66.2K |
| D | 2025-01-15 | 2025-01-13 | UPST | Gu Paul | Chief Technology Offier, Dir | M - OptEx | $0.00 | -30.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-13 | M | A | 30,792 | $2.15 | 993,857 | D | — | — | (F1) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2025-01-13 | M | D | 30,792 | $0.00 | 0 | D | $2.15 · — to 2027-12-18 | 30,792 Common Stock | (F2) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |