Form 4 for NLY ANNALY CAPITAL MANAGEMENT INC
Accepted 2025-02-04 00:00:00 ET · period of report 2025-02-01 · accession 0001628280-25-003815 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-02-04 | 2025-02-01 | NLY | Campbell Steven Francis | Pres, COO | F - Tax | $20.41 | -29.4K | 132.0K | -18% | -$600.8K | |
| 2025-02-04 | 2025-02-01 | NLY | Campbell Steven Francis | Pres, COO | A - Grant | $20.41 | +75.4K | 207.4K | +57% | +$1.54M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-01 | F | D | 29,438 | $20.41 | 131,966 | D | — | — | (F1) Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2025 of restricted stock unit ("RSU") awards previously granted on February 1, 2022, February 1, 2023 and February 1, 2024. (F2) Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. |
| 2 | Common | Common Stock | 2025-02-01 | A | A | 75,420 | $20.41 | 207,386 | D | — | — | (F3) Represents RSUs granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The RSUs vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). (F2) Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. |