Form 4 for TFIN Triumph Financial, Inc.
Accepted 2025-02-05 00:00:00 ET · period of report 2024-06-20 · accession 0001628280-25-004037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-02-05 | 2025-02-03 | TFIN | Sparks C Todd | Dir | A - Grant | $0.00 | +493 | 45.9K | +1% | $0 | |
| I | 2025-02-05 | 2024-06-20 | TFIN | Sparks C Todd | Dir | W - Inherited | $0.00 | +4,229 | 5,959 | +244% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-03 | A | A | 493 | $0.00 | 45,904 | D By Spouse | — | — | (F1) Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. (F3) Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. |
| 2 | Common | Common Stock | 2024-06-20 | W | A | 4,229 | $0.00 | 5,959 | I | — | — | (F2) Represents shares inherited by the Reporting Person's spouse pursuant to the laws of decent and distribution. |