Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2025-02-20 00:00:00 ET · period of report 2025-02-18 · accession 0001628280-25-006903 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-20 | 2025-02-18 | EXLS | Kapoor Rohit | COB, CEO, Dir | M - OptEx | $0.00 | +101.8K | 968.9K | +12% | $0 |
| DM | 2025-02-20 | 2025-02-18 | EXLS | Kapoor Rohit | COB, CEO, Dir | M - OptEx | $0.00 | -101.8K | 31.5K | -76% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2025-02-18 | M | A | 31,455 | $0.00 | 942,810 | D | — | — | (F2) Owned by Rohit Kapoor. |
| 2 | Common | Common Stock, par value $0.001 per share | 2025-02-18 | M | A | 44,250 | $0.00 | 911,355 | D | — | — | (F2) Owned by Rohit Kapoor. |
| 3 | Common | Common Stock, par value $0.001 per share | 2025-02-18 | M | A | 26,120 | $0.00 | 968,930 | D | — | — | (F2) Owned by Rohit Kapoor. |
| 4 | Derivative | Restricted Stock Units | 2025-02-18 | M | D | 44,250 | $0.00 | 0 | D | — · — to — | 44,250 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F10) On February 17, 2021, the reporting person was granted 35,400 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units became vested on February 17, 2024, and the remaining balance of 25 percent of the restricted stock units became vested on February 17, 2025. |
| 5 | Derivative | Restricted Stock Units | 2025-02-18 | M | D | 26,120 | $0.00 | 52,240 | D | — · — to — | 26,120 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F8) On February 15, 2023, the reporting person was granted 20,896 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 15, 2024, an additional twenty-five percent of the restricted stock units vested on February 15, 2025, an additional twenty-five percent of the restricted stock units will vest on February 15, 2026, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 15, 2027. |
| 6 | Derivative | Restricted Stock Units | 2025-02-18 | M | D | 31,455 | $0.00 | 31,455 | D | — · — to — | 31,455 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F9) On February 16, 2022, the reporting person was granted 25,164 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. Twenty-five percent of the restricted stock units became vested on February 16, 2023, an additional twenty-five percent of the restricted stock units became vested on February 16, 2024, an additional twenty-five percent of the restricted stock units became vested on February 16, 2025, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 16, 2026. |