Form 4 for SXC SunCoke Energy, Inc.
Accepted 2025-02-25 00:00:00 ET · period of report 2025-02-21 · accession 0001628280-25-007753 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-25 | 2025-02-21 | SXC | Gates Katherine T | CEO, Pres, Dir | J - Other | $9.51 | +20.2K | 241.3K | +9% | +$191.9K |
| DM | 2025-02-25 | 2025-02-24 | SXC | Gates Katherine T | CEO, Pres, Dir | M - OptEx | — | +56.4K | 207.6K | +37% | — |
| DM | 2025-02-25 | 2025-02-24 | SXC | Gates Katherine T | CEO, Pres, Dir | F - Tax | $9.20 | -25.0K | 199.7K | -11% | -$229.7K |
| D | 2025-02-25 | 2025-02-21 | SXC | Gates Katherine T | CEO, Pres, Dir | A - Grant | — | +147.7K | 147.7K | New | — |
| DM | 2025-02-25 | 2025-02-24 | SXC | Gates Katherine T | CEO, Pres, Dir | M - OptEx | — | -56.4K | 17.9K | -76% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-21 | J | A | 20,179 | $9.51 | 241,324 | D | — | — | (F3) Represents settlement of Performance Share Unit ("PSU") award granted February 24, 2022 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy statutory tax withholding requirements). |
| 2 | Common | Common Stock | 2025-02-24 | M | A | 38,480 | — | 238,192 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 3 | Common | Common Stock | 2025-02-24 | F | D | 17,047 | $9.20 | 221,145 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 4 | Common | Common Stock | 2025-02-24 | F | D | 7,921 | $9.20 | 199,712 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 5 | Common | Common Stock | 2025-02-24 | M | A | 17,879 | — | 207,633 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 6 | Derivative | RSUs (02.21.2025) | 2025-02-21 | A | A | 147,692 | — | 147,692 | D | — · 2026-02-21 to 2028-02-21 | 147,692 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 7 | Derivative | RSUs (02.22.2024) | 2025-02-24 | M | D | 38,480 | — | 76,959 | D | — · 2025-02-22 to 2027-02-22 | 38,480 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |
| 8 | Derivative | RSUs (02.23.2023) | 2025-02-24 | M | D | 17,879 | — | 17,878 | D | — · 2024-02-23 to 2026-02-23 | 17,879 Common Stock | (F4) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |