Form 4 for UPST Upstart Holdings, Inc.
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0001628280-25-010171 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-04 | 2025-02-28 | UPST | Gu Paul | Chief Technology Offier, Dir | A - Grant | $0.00 | +29.3K | 1.04M | +3% | $0 |
| D | 2025-03-04 | 2025-02-28 | UPST | Gu Paul | Chief Technology Offier, Dir | A - Grant | $0.00 | +55.7K | 55.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-28 | A | A | 29,331 | $0.00 | 1,035,930 | D | — | — | (F1) These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2025 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. (F2) Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2025-02-28 | A | A | 55,728 | $0.00 | 55,728 | D | $66.67 · — to 2035-02-27 | 55,728 Common Stock | (F3) 1/48th of the shares subject to the option shall vest on March 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |