Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2025-03-06 00:00:00 ET · period of report 2025-03-04 · accession 0001628280-25-011091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-06 | 2025-03-04 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | M - OptEx | — | +731 | 35.4K | +2% | — |
| D | 2025-03-06 | 2025-03-04 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | F - Tax | $34.29 | -205 | 35.2K | -0.6% | -$7,029 |
| D | 2025-03-06 | 2025-03-04 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | M - OptEx | $0.00 | -731 | 0 | -100% | $0 |
| D | 2025-03-06 | 2025-03-04 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | A - Grant | $0.00 | +6,562 | 6,562 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2025-03-04 | M | A | 731 | — | 35,367 | D | — | — | (F1) Performance share units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2025-03-04 | F | D | 205 | $34.29 | 35,162 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award. |
| 3 | Derivative | Performance Share Units | 2025-03-04 | M | D | 731 | $0.00 | 0 | D | — · — to — | 731 Common Shares | (F1) Performance share units convert into common shares on a one-for-one basis. (F3) Represents the vesting of a performance share unit award granted on February 15, 2022. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (2,819) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on April 25, 2023. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 25.91% of target. |
| 4 | Derivative | Restricted Stock Units | 2025-03-04 | A | A | 6,562 | $0.00 | 6,562 | D | — · — to — | 6,562 Common Shares | (F4) Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. (F5) This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. |