Form 4 for INDI indie Semiconductor, Inc.
Accepted 2025-03-10 00:00:00 ET · period of report 2025-03-06 · accession 0001628280-25-011783 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-10 | 2025-03-07+ | INDI | Bal Kanwardev Raja Singh | SVP CAO | S - Sale+OE | $2.89 | -3,473 | 76.9K | -4% | -$10.0K |
| DM | 2025-03-10 | 2025-03-06+ | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | +7,692 | 79.7K | +11% | $0 |
| DM | 2025-03-10 | 2025-03-06+ | INDI | Bal Kanwardev Raja Singh | SVP CAO | M - OptEx | $0.00 | -7,692 | 6,250 | -55% | $0 |
| D | 2025-03-10 | 2025-03-06 | INDI | Bal Kanwardev Raja Singh | SVP CAO | A - Grant | $0.00 | +12.5K | 12.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-10 | S | D | 661 | $2.85 | 77,694 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-03-09 | M | A | 1,442 | $0.00 | 78,355 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-03-07 | S | D | 2,812 | $2.90 | 76,913 | D | — | — | |
| 4 | Common | Class A Common Stock | 2025-03-06 | M | A | 6,250 | $0.00 | 79,725 | D | — | — | (F1) Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. |
| 5 | Derivative | Restricted Stock Units | 2025-03-09 | M | D | 1,442 | $0.00 | 1,443 | D | $0.00 · — to — | 1,442 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F5) The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. |
| 6 | Derivative | Performance-based Restricted Stock Units | 2025-03-06 | M | D | 6,250 | $0.00 | 6,250 | D | — · — to — | 6,250 Class A Common Stock | (F1) Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. |
| 7 | Derivative | Performance-based Restricted Stock Units | 2025-03-06 | A | A | 12,500 | $0.00 | 12,500 | D | — · — to — | 12,500 Class A Common Stock | (F4) Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. |