Form 4 for INDI indie Semiconductor, Inc.
Accepted 2025-03-10 00:00:00 ET · period of report 2025-03-06 · accession 0001628280-25-011788 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-10 | 2025-03-07 | INDI | Aoki Ichiro | Pres, Dir | S - Sale+OE | $2.90 | -2,605 | 59.5K | -4% | -$7,554 |
| D | 2025-03-10 | 2025-03-06 | INDI | Aoki Ichiro | Pres, Dir | M - OptEx | $0.00 | +6,250 | 62.1K | +11% | $0 |
| D | 2025-03-10 | 2025-03-06 | INDI | Aoki Ichiro | Pres, Dir | M - OptEx | $0.00 | -6,250 | 6,250 | -50% | $0 |
| D | 2025-03-10 | 2025-03-06 | INDI | Aoki Ichiro | Pres, Dir | A - Grant | $0.00 | +12.5K | 12.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-07 | S | D | 2,605 | $2.90 | 59,465 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-03-06 | M | A | 6,250 | $0.00 | 62,070 | D | — | — | (F1) Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. |
| 3 | Derivative | Performance-based Restricted Stock Units | 2025-03-06 | M | D | 6,250 | $0.00 | 6,250 | D | — · — to — | 6,250 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F1) Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. (F4) Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. |
| 4 | Derivative | Performance-based Restricted Stock Units | 2025-03-06 | A | A | 12,500 | $0.00 | 12,500 | D | — · — to — | 12,500 Class A Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026. |