Form 4/A for TGEN TECOGEN INC.
Accepted 2025-03-25 00:00:00 ET · period of report 2024-11-22 · accession 0001628280-25-014780 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2025-03-25 | 2024-11-22 | TGEN | LEWIS EARL R | Dir | X - OptEx | $0.71 | +100.0K | 727.0K | +16% | +$71.0K |
| DA | 2025-03-25 | 2024-11-22 | TGEN | LEWIS EARL R | Dir | M - OptEx | $0.71 | +100.0K | 100.0K | New | +$71.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-22 | X | A | 100,000 | $0.71 | 727,000 | D | — | — | (F1) Acquisition by exercise of the right to purchase 100,000 shares for $0.71 per share pursuant to Stock Option Agreement dated 7/9/2020. (F2) Following the purchase of 100,000 shares on 11/22/2024, Mr. Lewis owned a total of 727,000 shares, and continued to hold options to purchase 100,000 additional shares at various prices. |
| 2 | Derivative | Stock Option (Right to Buy) | 2024-11-22 | M | A | 100,000 | $0.71 | 100,000 | D | $0.71 · 2021-07-09 to 2030-07-09 | 100,000 Common Stock |