Form 4 for UPST Upstart Holdings, Inc.
Accepted 2025-04-02 00:00:00 ET · period of report 2025-03-31 · accession 0001628280-25-016194 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-04-02 | 2025-03-31 | UPST | Mirgorodskaya Natalia | See Remarks | A - Grant | $0.00 | +6,970 | 26.7K | +35% | $0 |
| DM | 2025-04-02 | 2025-03-31 | UPST | Mirgorodskaya Natalia | See Remarks | A - Grant | $0.00 | +4,415 | 616 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-31 | A | A | 972 | $0.00 | 20,729 | D | — | — | (F1) These securities are restricted stock units (RSUs). Each RSUsrepresents a contingent right to receive one share of Common Stock. These RSUs shall vest on November 20, 2025, subject to the Reporting Person continuing as a service provider through such date. (F2) Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Common | Common Stock | 2025-03-31 | A | A | 5,998 | $0.00 | 26,727 | D | — | — | (F3) These securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on February 20, 2026 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
| 3 | Derivative | Employee Stock Option (Right to buy) | 2025-03-31 | A | A | 3,799 | $0.00 | 3,799 | D | $46.03 · — to 2035-03-30 | 3,799 Common Stock | (F5) 1/12th of the shares subject to the option shall vest on December 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
| 4 | Derivative | Employee Stock Option (Right to buy) | 2025-03-31 | A | A | 616 | $0.00 | 616 | D | $46.03 · — to 2035-03-30 | 616 Common Stock | (F4) 1/3rd of the shares subject to the option shall vest on September 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. |