Form 4 for GWH ESS Tech, Inc.
Accepted 2025-04-15 00:00:00 ET · period of report 2023-05-20 · accession 0001628280-25-017857 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-04-15 | 2023-05-20+ | GWH | Rabb Anthony | CFO | F - Tax | $11.46 | -13.2K | 77.3K | -15% | -$151.2K |
| 2025-04-15 | 2025-04-13 | GWH | Rabb Anthony | CFO | A - Grant | $0.00 | +42.5K | 112.1K | +61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-20 | F | D | 106 | $18.15 | 82,623 | D | — | — | (F1) The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2023-11-20 | F | D | 4,298 | $17.55 | 78,325 | D | — | — | (F1) The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2025-04-13 | A | A | 42,500 | $0.00 | 112,133 | D | — | — | (F3) The reported shares are represented by RSUs, which vest as to 1/16th of the RSUs on May 20, 2025 and 1/16th of the RSUs shall vest quarterly thereafter, subject to the Reporting Person remaining a Service Provider to the Issuer through each such vest date. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 4 | Common | Common Stock | 2024-05-20 | F | D | 1,886 | $12.15 | 75,395 | D | — | — | (F1) The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 5 | Common | Common Stock | 2024-08-20 | F | D | 1,886 | $8.19 | 73,509 | D | — | — | (F1) The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 6 | Common | Common Stock | 2024-11-20 | F | D | 1,889 | $5.21 | 71,620 | D | — | — | (F1) The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 7 | Common | Common Stock | 2025-02-20 | F | D | 1,987 | $4.81 | 69,633 | D | — | — | (F1) The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 8 | Common | Common Stock | 2023-05-20 | F | D | 100 | $18.00 | 82,729 | D | — | — | (F1) The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 9 | Common | Common Stock | 2024-02-20 | F | D | 1,044 | $13.67 | 77,281 | D | — | — | (F1) The reported shares were withheld by the Issuer upon vesting of restricted stock units, or RSUs, to satisfy tax withholding obligations. (F2) A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |