Form 4 for TFIN Triumph Financial, Inc.
Accepted 2025-05-05 00:00:00 ET · period of report 2025-05-01 · accession 0001628280-25-022325 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-05 | 2025-05-01 | TFIN | Graft Aaron P | Pres, CEO, Dir | A - Grant | $0.00 | +15.0K | 157.6K | +11% | $0 |
| D | 2025-05-05 | 2025-05-01 | TFIN | Graft Aaron P | Pres, CEO, Dir | A - Grant | $0.00 | +22.4K | 22.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-01 | A | A | 11,665 | $0.00 | 154,198 | D | — | — | (F1) Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. |
| 2 | Common | Common Stock | 2025-05-01 | A | A | 3,360 | $0.00 | 157,558 | D | — | — | (F2) Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. (F3) Consists of (i) 136,023 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
| 3 | Derivative | Employee Stock Options | 2025-05-01 | A | A | 22,376 | $0.00 | 22,376 | D | $54.38 · — to 2035-05-01 | 22,376 Common Stock | (F5) Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. (F6) Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |