Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2025-05-12 00:00:00 ET · period of report 2025-05-12 · accession 0001628280-25-024862 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-05-12 | 2025-05-12 | GCMG | GCM V, LLC | 10% | J - Other | $0.00 | -5.14M | 0 | -100% | $0 |
| DI | 2025-05-12 | 2025-05-12 | GCMG | GCM V, LLC | 10% | C - Cnv Deriv | — | +2.57M | 2.57M | New | — |
| DMI | 2025-05-12 | 2025-05-12 | GCMG | GCM V, LLC | 10% | C - Cnv Deriv | $0.00 | -5.14M | 4.40M | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2025-05-12 | J | D | 2,569,415 | $0.00 | 141,665,831 | I See footnotes | — | — | (F5) The Issuer's Class C Common Stock is automatically cancelled for no consideration upon any sale or other transfer of a share of the Issuer's Class A Common Stock issued as a result of any redemption or direct exchange of the Common Units of GCMH. (F6) Represents securities held directly by GCM V, LLC ("GCM V"). The Reporting Person is the ultimate managing member of GCM V. |
| 2 | Common | Class A Common Stock | 2025-05-12 | J | D | 2,569,415 | $0.00 | 0 | I See footnotes | — | — | (F2) Represents securities held directly by GCM Grosvenor Management, LLC ("GCM Grosvenor Management"). The Reporting Person is the ultimate managing member GCM Grosvenor Management. |
| 3 | Common | Class A Common Stock | 2025-05-12 | C | A | 2,569,415 | — | 2,569,415 | I See footnotes | — | — | (F1) The Common Units of Grosvenor Capital Management Holdings, LLLP ("GCMH") may be redeemed by the Reporting Person at any time for shares of the Issuer's Class A Common Stock on a one-to-one basis or cash. The Common Units do not expire. (F2) Represents securities held directly by GCM Grosvenor Management, LLC ("GCM Grosvenor Management"). The Reporting Person is the ultimate managing member GCM Grosvenor Management. |
| 4 | Derivative | Common Units | 2025-05-12 | C | D | 2,569,415 | $0.00 | 141,665,831 | I See footnotes | — · — to — | 2,569,415 Class A Common Stock | (F7) Represents securities held directly by Grosvenor Holdings, L.L.C. ("Grosvenor Holdings"), Grosvenor Holdings II, L.L.C. ("Grosvenor Holdings II"), GCM Progress Subsidiary LLC ("GCM Progress") and GCM Grosvenor Management. The Reporting Person is the ultimate managing member of each of Grosvenor Holdings, Grosvenor Holdings II, GCM Progress and GCM Grosvenor Management. (F1) The Common Units of Grosvenor Capital Management Holdings, LLLP ("GCMH") may be redeemed by the Reporting Person at any time for shares of the Issuer's Class A Common Stock on a one-to-one basis or cash. The Common Units do not expire. |
| 5 | Derivative | Management Award Interests (Obligation to transfer) | 2025-05-12 | C | D | 2,569,415 | $0.00 | 4,400,000 | I See footnotes | — · — to — | 2,569,415 Class A Common Stock | (F2) Represents securities held directly by GCM Grosvenor Management, LLC ("GCM Grosvenor Management"). The Reporting Person is the ultimate managing member GCM Grosvenor Management. (F3) On May 1, 2025, the Management Award Interests originally granted by GCM Grosvenor Management on December 15, 2022 and March 19, 2025 vested in full, resulting in the obligation to transfer of shares of Class A Common Stock and Common Units to certain employees of the Issuer or its affiliates. |