Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2025-05-14 00:00:00 ET · period of report 2025-05-12 · accession 0001628280-25-025566 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-05-14 | 2025-05-12 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -1,500 | 343.3K | -0.4% | $0 | |
| 2025-05-14 | 2025-05-13 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | F - Tax | $0.94 | -15.4K | 328.0K | -4% | -$14.5K | |
| 2025-05-14 | 2025-05-14 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | G - Gift | $0.00 | -65.0K | 262.9K | -20% | $0 | |
| I | 2025-05-14 | 2025-05-14 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir | G - Gift | $0.00 | +65.0K | 3.31M | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-12 | D | D | 1,500 | $0.00 | 343,327 | D Smith Living Trust | — | — | (F1) Shares of restricted stock forfeited in accordance with the terms of grant |
| 2 | Common | Common Stock | 2025-05-13 | F | D | 15,374 | $0.94 | 327,953 | D | — | — | (F2) Shares withheld, at an average vesting price of $0.94 per share, for the payment of income taxes |
| 3 | Common | Common Stock | 2025-05-14 | G | D | 65,050 | $0.00 | 262,903 | D | — | — | (F3) Gift of shares from Mr. Smith to the Smith Living Trust |
| 4 | Common | Common Stock | 2025-05-14 | G | A | 65,050 | $0.00 | 3,309,359 | I | — | — | (F3) Gift of shares from Mr. Smith to the Smith Living Trust |