Form 4 for UPST Upstart Holdings, Inc.
Accepted 2025-05-21 00:00:00 ET · period of report 2025-05-19 · accession 0001628280-25-027124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-21 | 2025-05-19 | UPST | Gu Paul | Chief Technology Offier, Dir | M - OptEx | $3.80 | +25.0K | 1.12M | +2% | +$95.0K |
| D | 2025-05-21 | 2025-05-19 | UPST | Gu Paul | Chief Technology Offier, Dir | M - OptEx | $0.00 | -25.0K | 70.0K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-19 | M | A | 25,000 | $3.80 | 1,122,156 | D | — | — | (F1) Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| 2 | Derivative | Employee Stock Option (Right to buy) | 2025-05-19 | M | D | 25,000 | $0.00 | 70,000 | D | $3.80 · — to 2029-03-29 | 25,000 Common Stock | (F2) All of the shares subject to this option are fully vested and exercisable as of the date hereof. |