Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2025-06-03 00:00:00 ET · period of report 2025-05-31 · accession 0001628280-25-029068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-06-03 | 2025-05-31 | GCMG | SULLIVAN KATHLEEN PATRICIA | Principal Accounting Off | M - OptEx | — | +24.6K | 65.0K | +61% | — |
| D | 2025-06-03 | 2025-05-31 | GCMG | SULLIVAN KATHLEEN PATRICIA | Principal Accounting Off | F - Tax | $12.61 | -10.9K | 66.2K | -14% | -$137.5K |
| DM | 2025-06-03 | 2025-05-31 | GCMG | SULLIVAN KATHLEEN PATRICIA | Principal Accounting Off | M - OptEx | $0.00 | -24.6K | 24.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-05-31 | M | A | 12,121 | — | 77,103 | D | — | — | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2025-05-31 | F | D | 10,908 | $12.61 | 66,195 | D | — | — | (F4) Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. |
| 3 | Common | Class A Common Stock | 2025-05-31 | M | A | 12,500 | — | 64,982 | D | — | — | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 4 | Derivative | Restricted Stock Units | 2025-05-31 | M | D | 12,500 | $0.00 | 12,500 | D | — · — to — | 12,500 Class A Common Stock | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F1) Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 12,500 RSUs vested on May 31, 2024, 12,500 RSUs vested on May 31, 2025 and 12,500 will vest on May 31, 2026, subject to the Reporting Person's continued service through the vesting date. 12,500 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,500 vested RSUs on May 31, 2025. |
| 5 | Derivative | Restricted Stock Units | 2025-05-31 | M | D | 12,121 | $0.00 | 24,243 | D | — · — to — | 12,121 Class A Common Stock | (F2) Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F3) Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. 12,121 RSUs vested on May 31, 2025, 12,121 RSUs will vest on May 31, 2026 and 12,122 will vest on May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 12,121 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 12,121 vested RSUs on May 31, 2025. |