Form 4 for LIVE LIVE VENTURES Inc
Accepted 2025-06-25 00:00:00 ET · period of report 2025-04-08 · accession 0001628280-25-033065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-06-25 | 2025-06-23+ | LIVE | Isaac Jon | CEO, Pres, Dir, 10% | P - Purchase | $8.70 | +36.9K | 1.59M | +2% | +$321.0K |
| DI | 2025-06-25 | 2025-04-08 | LIVE | Isaac Jon | CEO, Pres, Dir, 10% | A - Grant | $0.00 | +1.53M | 1.53M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-24 | P | A | 21,711 | $9.24 | 1,611,398 | I Isaac Capital Group, LLC | — | — | (F1) Represents the weighted average price of shares purchased. (F2) Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,394,221 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager. |
| 2 | Common | Common Stock | 2025-06-23 | P | A | 15,204 | $7.92 | 1,589,687 | I Isaac Capital Group, LLC | — | — | (F1) Represents the weighted average price of shares purchased. |
| 3 | Derivative | Convertible Note | 2025-04-08 | A | A | 1,528,662 | $0.00 | 1,528,662 | I Isaac Capital Group, LLC | $7.85 · 2025-04-08 to 2030-04-08 | 1,528,662 Common Stock | (F3) The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000. (F4) Effective date of Note, providing for conversion of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live. (F5) The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount. |