Form 4 for ALHC Alignment Healthcare, Inc.
Accepted 2025-07-11 00:00:00 ET · period of report 2024-03-25 · accession 0001628280-25-034810 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-07-11 | 2024-03-25 | ALHC | KAO JOHN E | CEO, Dir | F - Tax | $4.63 | -33.3K | 4.89M | -0.7% | -$154.3K | |
| I | 2025-07-11 | 2025-07-10 | ALHC | KAO JOHN E | CEO, Dir | S - Sale | $13.41 | -180.0K | 1.55M | -10% | -$2.41M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-25 | F | D | 33,319 | $4.63 | 4,888,586 | D See Footnote | — | — | (F1) Represents the number of shares withheld for the payment of tax liabilities in connection with the vesting of service-based restricted stock units ("RSUs"). The withholding of these shares occurred automatically upon the vesting of the RSUs, and as such, no investment decision was made by the Reporting Person in connection with this transaction. Vesting occurred on 3/25/2024 and the transaction is being reported late due to an inadvertent administrative oversight. (F2) Reflects the number of shares beneficially owned as of the date of this Form 4. The number of shares beneficially owned immediately following the reported transaction was 2,710,653. (F5) Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee. |
| 2 | Common | Common Stock | 2025-07-10 | S | D | 180,000 | $13.41 | 1,553,100 | I | — | — | (F4) The reported price in column 4 is a weighted-average price. Shares were sold in multiple transactions at a per share price ranging from $13.28 to $13.58. The reporting person undertakes to provide to Alignment Healthcare, Inc., any security holder of Alignment Healthcare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range. |