Form 4 for HTFL Heartflow, Inc.
Accepted 2025-08-11 00:00:00 ET · period of report 2025-08-07 · accession 0001628280-25-039732 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-08-11 | 2025-08-11 | HTFL | Jones Marie L. | CAO, VP | C - Cnv Deriv | — | +6,578 | 10.2K | +182% | — |
| D | 2025-08-11 | 2025-08-07 | HTFL | Jones Marie L. | CAO, VP | A - Grant | $0.00 | +3,618 | 3,618 | New | $0 |
| DM | 2025-08-11 | 2025-03-13+ | HTFL | Jones Marie L. | CAO, VP | A - Grant | $0.00 | +87.5K | 19.0K | New | $0 |
| D | 2025-08-11 | 2025-08-11 | HTFL | Jones Marie L. | CAO, VP | C - Cnv Deriv | $0.00 | -6,578 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock. | 2025-08-11 | C | A | 6,578 | — | 10,196 | D | — | — | (F2) Upon the closing of Heartflow, Inc.'s ("Heartflow") initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of Heartflow's common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. |
| 2 | Common | Common Stock | 2025-08-07 | A | A | 3,618 | $0.00 | 3,618 | D | — | — | (F1) Represents restricted stock units ("RSUs"), with a vesting commencement date of August 7, 2025 (the "Vesting Commencement Date"). 1/16th of the RSUs vest on each quarterly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. |
| 3 | Derivative | Stock Option | 2025-03-13 | A | A | 68,492 | $0.00 | 68,492 | D | $12.68 · — to 2035-03-13 | 68,492 Common Stock | (F3) 1/4th of the options will vest on January 8, 2026, and the remaining shares will vest and become exercisable in monthly installments until January 8, 2029, subject to continued service through the applicable vesting date. |
| 4 | Derivative | Stock Option | 2025-08-07 | A | A | 19,014 | $0.00 | 19,014 | D | $19.00 · — to 2035-08-07 | 19,014 Common Stock | (F4) The option vests 1/48 on each monthly anniversary of the Vesting Commencement Date, subject to continued service through the applicable vesting date. |
| 5 | Derivative | Convertible Promissory Note | 2025-08-11 | C | D | 6,578 | $0.00 | 0 | D | $15.20 · — to — | 6,578 Common Stock | (F2) Upon the closing of Heartflow, Inc.'s ("Heartflow") initial public offering, the convertible promissory notes automatically converted into shares of Heartflow's common stock at a conversion price of 80% of the price per share in Heartflow's initial public offering, subject to a valuation ceiling of $2.0 billion. The shares of Heartflow's common stock that were issuable upon conversion of the convertible promissory note had no expiration date. These shares are reported in Table II above on an as-converted basis. |