Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2025-09-03 00:00:00 ET · period of report 2025-08-29 · accession 0001628280-25-041594 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-03 | 2025-08-29+ | AFRM | Adkins Katherine | CLO | M - OptEx | $16.07 | +53.6K | 130.1K | +70% | +$861.1K |
| D | 2025-09-03 | 2025-08-29 | AFRM | Adkins Katherine | CLO | S - Sale+OE | $95.00 | -36.9K | 113.4K | -25% | -$3.50M |
| D | 2025-09-03 | 2025-09-01 | AFRM | Adkins Katherine | CLO | F - Tax | $88.46 | -7,569 | 122.6K | -6% | -$669.6K |
| DM | 2025-09-03 | 2025-08-29+ | AFRM | Adkins Katherine | CLO | M - OptEx | $0.00 | -53.6K | 1,220 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-08-29 | M | A | 36,878 | $23.35 | 150,278 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2024. |
| 2 | Common | Class A Common Stock | 2025-08-29 | S | D | 36,878 | $95.00 | 113,400 | D | — | — | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2024. |
| 3 | Common | Class A Common Stock | 2025-09-01 | M | A | 16,722 | $0.00 | 130,122 | D | — | — | |
| 4 | Common | Class A Common Stock | 2025-09-01 | F | D | 7,569 | $88.46 | 122,553 | D | — | — | (F2) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on September 1, 2025. |
| 5 | Derivative | Restricted Stock Units | 2025-09-01 | M | D | 1,402 | $0.00 | 16,817 | D | — · — to — | 1,402 Class A Common Stock | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) The RSUs vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |
| 6 | Derivative | Restricted Stock Units | 2025-09-01 | M | D | 5,086 | $0.00 | 40,685 | D | — · — to — | 5,086 Class A Common Stock | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The RSUs vest in 16 equal quarterly installments beginning September 1, 2024, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |
| 7 | Derivative | Restricted Stock Units | 2025-09-01 | M | D | 9,929 | $0.00 | 29,789 | D | — · — to — | 9,929 Class A Common Stock | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F8) The RSUs vest in 16 equal quarterly installments beginning September 1, 2025, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |
| 8 | Derivative | Stock Option (Right to Buy) | 2025-08-29 | M | D | 36,878 | $0.00 | 81,134 | D | $23.35 · — to 2033-09-13 | 36,878 Class A Common Stock | (F1) The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2024. (F3) The stock options vest in 48 equal monthly installments beginning October 1, 2023, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. |
| 9 | Derivative | Restricted Stock Units | 2025-09-01 | M | D | 305 | $0.00 | 1,220 | D | — · — to — | 305 Class A Common Stock | (F4) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest in 48 equal monthly installments beginning February 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |