Form 4 for EQH Equitable Holdings, Inc.
Accepted 2025-09-19 00:00:00 ET · period of report 2025-09-18 · accession 0001628280-25-042154 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-19 | 2025-09-18+ | EQH | Pearson Mark | Pres, CEO, Dir | S - Sale+OE | $54.22 | -39.7K | 690.7K | -5% | -$2.15M |
| D | 2025-09-19 | 2025-09-18 | EQH | Pearson Mark | Pres, CEO, Dir | M - OptEx | $23.18 | +27.2K | 730.2K | +4% | +$630.5K |
| D | 2025-09-19 | 2025-09-18 | EQH | Pearson Mark | Pres, CEO, Dir | M - OptEx | $0.00 | -27.2K | 272.0K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-19 | S | D | 149 | $54.47 | 690,529 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. (F2) Includes Restricted Stock Units. |
| 2 | Common | Common Stock | 2025-09-18 | S | D | 39,551 | $54.22 | 690,678 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. (F3) This transaction was executed in multiple trades at prices ranging from $53.470 to $54.4699. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. (F2) Includes Restricted Stock Units. |
| 3 | Common | Common Stock | 2025-09-18 | M | A | 27,200 | $23.18 | 730,229 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. (F2) Includes Restricted Stock Units. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2025-09-18 | M | D | 27,200 | $0.00 | 272,000 | D | $23.18 · — to 2030-02-26 | 27,200 Common Stock | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. (F4) Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. |