Form 4 for MCO Moody's Corporation
Accepted 2025-10-02 00:00:00 ET · period of report 2025-10-01 · accession 0001628280-25-043680 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-10-02 | 2025-10-01 | MCO | Fauber Robert | Pres, CEO, Dir | S - Sale+OE | $477.97 | -414 | 61.2K | -0.7% | -$197.9K |
| DM | 2025-10-02 | 2025-10-01 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $97.78 | +280 | 61.4K | +0.5% | +$27.4K |
| DM | 2025-10-02 | 2025-10-01 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $0.00 | -280 | 6,608 | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-01 | S | D | 414 | $477.97 | 61,215.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 2 | Common | Common Stock | 2025-10-01 | M | A | 91 | $113.34 | 61,629.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 3 | Common | Common Stock | 2025-10-01 | M | A | 134 | $94.18 | 61,538.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 4 | Common | Common Stock | 2025-10-01 | M | A | 55 | $80.81 | 61,404.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2025-10-01 | M | D | 134 | $0.00 | 135 | D | $94.18 · 2017-07-01 to 2026-07-01 | 134 Common Stock | (F2) One fourth of the options vest each year beginning with the date indicated. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2025-10-01 | M | D | 55 | $0.00 | 55 | D | $80.81 · 2017-02-12 to 2026-02-12 | 55 Common Stock | (F2) One fourth of the options vest each year beginning with the date indicated. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2025-10-01 | M | D | 91 | $0.00 | 6,608 | D | $113.34 · 2018-02-23 to 2027-02-23 | 91 Common Stock | (F2) One fourth of the options vest each year beginning with the date indicated. |