Form 4 for MCO Moody's Corporation
Accepted 2025-10-29 00:00:00 ET · period of report 2025-10-28 · accession 0001628280-25-047119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-10-29 | 2025-10-28 | MCO | Fauber Robert | Pres, CEO, Dir | S - Sale+OE | $493.90 | -546 | 61.1K | -0.9% | -$269.7K |
| D | 2025-10-29 | 2025-10-28 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $113.34 | +546 | 61.6K | +0.9% | +$61.9K |
| D | 2025-10-29 | 2025-10-28 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $0.00 | -546 | 5,971 | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-28 | S | D | 546 | $493.90 | 61,081.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| 2 | Common | Common Stock | 2025-10-28 | M | A | 546 | $113.34 | 61,627.98 | D | — | — | (F1) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2025-10-28 | M | D | 546 | $0.00 | 5,971 | D | $113.34 · 2018-02-23 to 2027-02-23 | 546 Common Stock | (F2) One fourth of the options vest each year beginning with the date indicated. |