Form 4 for EQH Equitable Holdings, Inc.
Accepted 2025-11-20 00:00:00 ET · period of report 2025-11-18 · accession 0001628280-25-053405 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-11-20 | 2025-11-18 | EQH | Pearson Mark | Pres, CEO, Dir | S - Sale+OE | $43.15 | -39.7K | 676.5K | -6% | -$1.71M |
| D | 2025-11-20 | 2025-11-18 | EQH | Pearson Mark | Pres, CEO, Dir | M - OptEx | $23.18 | +27.2K | 716.2K | +4% | +$630.5K |
| D | 2025-11-20 | 2025-11-18 | EQH | Pearson Mark | Pres, CEO, Dir | M - OptEx | $0.00 | -27.2K | 217.6K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-18 | S | D | 35,965 | $43.11 | 680,275 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. (F3) This transaction was executed in multiple trades at prices ranging from $42.4700 to $43.4699 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. (F2) Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2025-11-18 | M | A | 27,200 | $23.18 | 716,240 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. (F2) Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. |
| 3 | Common | Common Stock | 2025-11-18 | S | D | 3,735 | $43.53 | 676,540 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. (F4) This transaction was executed in multiple trades at prices ranging from $43.4700 to $43.6200 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. (F2) Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2025-11-18 | M | D | 27,200 | $0.00 | 217,600 | D | $23.18 · — to 2030-02-26 | 27,200 Common Stock | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. (F5) Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. |