Form 4 for MCO Moody's Corporation
Accepted 2026-01-06 00:00:00 ET · period of report 2026-01-02 · accession 0001628280-26-000889 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-01-06 | 2026-01-02+ | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $140.03 | +1,167 | 61.7K | +2% | +$163.4K |
| DM | 2026-01-06 | 2026-01-02+ | MCO | Fauber Robert | Pres, CEO, Dir | S - Sale+OE | $505.78 | -1,167 | 61.1K | -2% | -$590.2K |
| DM | 2026-01-06 | 2026-01-02+ | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $0.00 | -1,167 | 4,597 | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-02 | M | A | 592 | $113.34 | 61,673.98 | D | — | — | |
| 2 | Common | Common Stock | 2026-01-05 | S | D | 575 | $502.52 | 61,081.98 | D | — | — | |
| 3 | Common | Common Stock | 2026-01-05 | M | A | 575 | $167.50 | 61,656.98 | D | — | — | |
| 4 | Common | Common Stock | 2026-01-02 | S | D | 592 | $508.94 | 61,081.98 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2026-01-02 | M | D | 592 | $0.00 | 4,195 | D | $113.34 · 2018-02-23 to 2027-02-23 | 592 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2026-01-05 | M | D | 575 | $0.00 | 4,597 | D | $167.50 · 2019-02-16 to 2028-02-16 | 575 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |