Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2026-01-22 00:00:00 ET · period of report 2026-01-16 · accession 0001628280-26-003084 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-01-22 | 2026-01-16 | DNA | Coen Steven P. | See remarks | M - OptEx | — | +1,805 | 9,293 | +24% | — |
| D | 2026-01-22 | 2026-01-20 | DNA | Coen Steven P. | See remarks | S - Sale+OE | $8.92 | -972 | 8,321 | -10% | -$8,670 |
| DM | 2026-01-22 | 2026-01-16 | DNA | Coen Steven P. | See remarks | M - OptEx | — | -1,805 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-01-16 | M | A | 156 | — | 8,231 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2026-01-16 | M | A | 587 | — | 8,075 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2026-01-20 | S | D | 972 | $8.92 | 8,321 | D | — | — | |
| 4 | Common | Class A Common Stock | 2026-01-16 | M | A | 1,062 | — | 9,293 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 5 | Derivative | Restricted Stock Units | 2026-01-16 | M | D | 587 | — | 9,405 | D | — · — to — | 587 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) The RSUs vest as follows: 25% of the underlying shares vested on May 1, 2024, then 36 equal monthly installments thereafter. |
| 6 | Derivative | Restricted Stock Units | 2026-01-16 | M | D | 156 | — | 4,067 | D | — · — to — | 156 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest as follows: 2/48ths of the underlying shares vested on May 1, 2024, then 46 equal monthly installments thereafter. |
| 7 | Derivative | Restricted Stock Units | 2026-01-16 | M | D | 1,062 | — | 0 | D | — · — to — | 1,062 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest as follows: 25% vested on April 16, 2025; 25% vested on July 16, 2025; 25% vested on October 16, 2025; and 25% vested on January 16, 2026. |