Form 4 for OPY OPPENHEIMER HOLDINGS INC
Accepted 2026-01-29 00:00:00 ET · period of report 2026-01-28 · accession 0001628280-26-004163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-29 | 2026-01-28 | OPY | LOWENTHAL ALBERT G | CEO, Dir, 10% | J - Other | — | +55.7K | 254.9K | +28% | — |
| D | 2026-01-29 | 2026-01-28 | OPY | LOWENTHAL ALBERT G | CEO, Dir, 10% | J - Other | — | -110.0K | 227.5K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A non-voting common stock | 2026-01-28 | J | A | 55,725 | — | 254,876 | D | — | — | (F1) The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. |
| 2 | Derivative | Restricted Class A non-voting common stock | 2026-01-28 | J | D | 110,000 | — | 227,500 | D | — · — to — | 110,000 Class A non-voting common stock | (F1) The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. |