Form 4 for GCMG GCM Grosvenor Inc.
Accepted 2026-03-03 00:00:00 ET · period of report 2026-03-01 · accession 0001628280-26-013946 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-03 | 2026-03-02 | GCMG | Pollock Frederick | CIO | F - Tax | $11.70 | -39.8K | 761.1K | -5% | -$465.7K |
| DM | 2026-03-03 | 2026-03-01 | GCMG | Pollock Frederick | CIO | M - OptEx | — | +100.0K | 750.9K | +15% | — |
| DM | 2026-03-03 | 2026-03-01 | GCMG | Pollock Frederick | CIO | A - Grant | $0.00 | +210.9K | 60.9K | New | $0 |
| DM | 2026-03-03 | 2026-03-01 | GCMG | Pollock Frederick | CIO | M - OptEx | $0.00 | -100.0K | 100.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-02 | F | D | 39,807 | $11.70 | 761,110 | D | — | — | (F2) Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale. |
| 2 | Common | Class A Common Stock | 2026-03-01 | M | A | 50,000 | — | 800,917 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 3 | Common | Class A Common Stock | 2026-03-01 | M | A | 50,000 | — | 750,917 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| 4 | Derivative | Restricted Stock Units | 2026-03-01 | A | A | 150,000 | $0.00 | 150,000 | D | — · — to — | 150,000 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F6) Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. |
| 5 | Derivative | Restricted Stock Units | 2026-03-01 | A | A | 60,870 | $0.00 | 60,870 | D | — · — to — | 60,870 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F5) Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2026, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. |
| 6 | Derivative | Restricted Stock Units | 2026-03-01 | M | D | 50,000 | $0.00 | 50,000 | D | — · — to — | 50,000 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F3) Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, 50,000 RSUs vested on March 1, 2026 and 50,000 RSUs will vest on March 1, 2027, subject to the Reporting Person's continued service through the vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026. |
| 7 | Derivative | Restricted Stock Units | 2026-03-01 | M | D | 50,000 | $0.00 | 100,000 | D | — · — to — | 50,000 Class A Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. (F4) Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2026, and 50,000 RSUs will vest on each of March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026. |