Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2026-03-05 00:00:00 ET · period of report 2026-03-03 · accession 0001628280-26-015396 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-05 | 2026-03-03+ | AXTA | Massey Anthony | VP, CAO, Fin | M - OptEx | — | +5,711 | 44.9K | +15% | — |
| DM | 2026-03-05 | 2026-03-03+ | AXTA | Massey Anthony | VP, CAO, Fin | F - Tax | $31.57 | -1,767 | 44.3K | -4% | -$55.8K |
| D | 2026-03-05 | 2026-03-03 | AXTA | Massey Anthony | VP, CAO, Fin | A - Grant | $0.00 | +11.8K | 11.8K | New | $0 |
| DM | 2026-03-05 | 2026-03-03+ | AXTA | Massey Anthony | VP, CAO, Fin | M - OptEx | $0.00 | -5,711 | 4,375 | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-03 | M | A | 2,309 | — | 43,476 | D | — | — | (F1) Performance share units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2026-03-03 | F | D | 376 | $31.68 | 41,167 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award. |
| 3 | Common | Common Shares | 2026-03-03 | M | A | 1,215 | — | 41,543 | D | — | — | (F1) Performance share units convert into common shares on a one-for-one basis. |
| 4 | Common | Common Shares | 2026-03-03 | F | D | 714 | $31.68 | 42,762 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award. |
| 5 | Common | Common Shares | 2026-03-04 | F | D | 677 | $31.40 | 44,272 | D | — | — | (F4) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 6 | Common | Common Shares | 2026-03-04 | M | A | 2,187 | — | 44,949 | D | — | — | (F3) Restricted stock units convert into common shares on a one-for-one basis. |
| 7 | Derivative | Restricted Stock Units | 2026-03-03 | A | A | 11,837 | $0.00 | 11,837 | D | — · — to — | 11,837 Common Shares | (F5) Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. (F6) This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. |
| 8 | Derivative | Performance Share Units | 2026-03-03 | M | D | 1,215 | $0.00 | 0 | D | — · — to — | 1,215 Common Shares | (F1) Performance share units convert into common shares on a one-for-one basis. (F7) Represents the vesting of a performance share unit award granted on February 28, 2023. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (1,363) based upon the Company's achievement of relative total shareholder return during the relevant performance period as described in more detail in the Company's proxy statement filed with the SEC on April 24, 2024. Based upon the Company's achievement of such objective for such period, the performance share unit award vested at 89.07% of target. |
| 9 | Derivative | Performance Share Units | 2026-03-03 | M | D | 2,309 | $0.00 | 0 | D | — · — to — | 2,309 Common Shares | (F1) Performance share units convert into common shares on a one-for-one basis. (F8) Represents the vesting of a performance share unit award granted on February 28, 2023. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (1,363) based upon the Company's achievement of Adjusted EBITDA during the relevant performance period as described in more detail in the Company's proxy statement filed with the SEC on April 24, 2024. Based upon the Company's achievement of such objective for such period, the performance share unit award vested at 169.4% of target. |
| 10 | Derivative | Restricted Stock Units | 2026-03-04 | M | D | 2,187 | $0.00 | 4,375 | D | — · — to — | 2,187 Common Shares | (F3) Restricted stock units convert into common shares on a one-for-one basis. (F9) On March 4, 2025, the reporting person was granted 6,562 restricted stock units, vesting in three equal annual installments beginning on March 4, 2026. |