Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2026-03-05 00:00:00 ET · period of report 2026-03-03 · accession 0001628280-26-015411 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-05 | 2026-03-03 | AXTA | Tufano Amy | SVP, CHRO | M - OptEx | — | +709 | 19.5K | +4% | — |
| DM | 2026-03-05 | 2026-03-03 | AXTA | Tufano Amy | SVP, CHRO | F - Tax | $31.68 | -364 | 19.5K | -2% | -$11.5K |
| D | 2026-03-05 | 2026-03-03 | AXTA | Tufano Amy | SVP, CHRO | A - Grant | $0.00 | +23.7K | 23.7K | New | $0 |
| DM | 2026-03-05 | 2026-03-03 | AXTA | Tufano Amy | SVP, CHRO | M - OptEx | $0.00 | -709 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-03-03 | M | A | 426 | — | 19,750 | D | — | — | (F1) Performance share units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2026-03-03 | F | D | 145 | $31.68 | 19,324 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award. |
| 3 | Common | Common Shares | 2026-03-03 | F | D | 219 | $31.68 | 19,531 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award. |
| 4 | Common | Common Shares | 2026-03-03 | M | A | 283 | — | 19,469 | D | — | — | (F1) Performance share units convert into common shares on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Units | 2026-03-03 | A | A | 23,674 | $0.00 | 23,674 | D | — · — to — | 23,674 Common Shares | (F3) Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. (F4) This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. |
| 6 | Derivative | Performance Share Units | 2026-03-03 | M | D | 283 | $0.00 | 0 | D | — · — to — | 283 Common Shares | (F1) Performance share units convert into common shares on a one-for-one basis. (F5) As previously identified on a Form 4, in order to mitigate the potential adverse impact to the Company and the reporting person of Section 280G of the Internal Revenue Code in connection with the pending transaction between the Company and Akzo Nobel N.V. (the Section 280G Mitigation), the reporting person received an accelerated partial vesting of a performance share unit award granted on February 28, 2023 (the PSUs). The vesting in this Form 4 represents the difference between the PSUs that were accelerated and the ultimate amount of the PSUs that were earned at 169.4% of target based on the Companys achievement of Adjusted EBITDA. |
| 7 | Derivative | Performance Share Units | 2026-03-03 | M | D | 426 | $0.00 | 0 | D | — · — to — | 426 Common Shares | (F1) Performance share units convert into common shares on a one-for-one basis. (F6) As previously identified on a Form 4, in connection with the Section 280G Mitigation, the reporting person received an accelerated partial vesting of an award of PSUs. The vesting in this Form 4 represents the difference between the PSUs that were accelerated and the ultimate amount of the PSUs that were earned at 89.07% of target based on the Companys achievement of relative total shareholder return. |