Form 4 for ROOT Root, Inc.
Accepted 2026-03-11 00:00:00 ET · period of report 2026-03-09 · accession 0001628280-26-016839 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-11 | 2026-03-09 | ROOT | Ulman Doug | Dir | F - Tax | $45.77 | -473 | 40.2K | -1% | -$21.6K |
| D | 2026-03-11 | 2026-03-09 | ROOT | Ulman Doug | Dir | C - Cnv Deriv | — | +33.4K | 40.7K | +456% | — |
| D | 2026-03-11 | 2026-03-09 | ROOT | Ulman Doug | Dir | S - Sale | $45.11 | -13.2K | 27.0K | -33% | -$593.3K |
| DM | 2026-03-11 | 2026-03-09 | ROOT | Ulman Doug | Dir | M - OptEx | $0.325 | 0 | 0 | New | $0 |
| D | 2026-03-11 | 2026-03-09 | ROOT | Ulman Doug | Dir | C - Cnv Deriv | $0.00 | -33.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-09 | F | D | 473 | $45.77 | 40,199 | D | — | — | (F3) Represents shares withheld by the Issuer to satisfy the exercise price related obligations in connection with the exercise of the options reported herein. |
| 2 | Common | Class A Common Stock | 2026-03-09 | C | A | 33,352 | — | 40,672 | D | — | — | (F2) On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 3 | Common | Class A Common Stock | 2026-03-09 | S | D | 13,152 | $45.11 | 27,047 | D | — | — | (F4) The shares were sold at prices ranging from $45.01 to $45.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Class B Common Stock | 2026-03-09 | M | A | 33,352 | $0.65 | 33,352 | D | — · — to — | 33,352 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2026-03-09 | M | D | 33,352 | $0.00 | 0 | D | $0.65 · — to 2027-01-17 | 33,352 Class B Common Stock | (F7) The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly. |
| 6 | Derivative | Class B Common Stock | 2026-03-09 | C | D | 33,352 | $0.00 | 0 | D | — · — to — | 33,352 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |