Form 4 for GWRS Global Water Resources, Inc.
Accepted 2026-04-02 19:13:34 ET · period of report 2026-03-31 · accession 0001628280-26-023422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-02 19:13 | 2026-03-31 | GWRS | Fleming Ronnie L | Pres, CEO, Dir | M - OptEx | $0.00 | +4,446 | 107.1K | +4% | $0 |
| D | 2026-04-02 19:13 | 2026-03-31 | GWRS | Fleming Ronnie L | Pres, CEO, Dir | D - Sale to Iss | $7.59 | -4,446 | 102.6K | -4% | -$33.7K |
| D | 2026-04-02 19:13 | 2026-03-31 | GWRS | Fleming Ronnie L | Pres, CEO, Dir | A - Grant | $0.00 | +122 | 36.6K | +0.3% | $0 |
| D | 2026-04-02 19:13 | 2026-03-31 | GWRS | Fleming Ronnie L | Pres, CEO, Dir | M - OptEx | $0.00 | -4,446 | 32.1K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-31 | M | A | 4,446 | $0.00 | 107,089 | D | — | — | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). |
| 2 | Common | Common Stock | 2026-03-31 | D | D | 4,446 | $7.59 | 102,643 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2026-03-31 | A | A | 122 | $0.00 | 36,569 | D | — · — to — | 122 Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F2) The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. (F2) The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. (F3) The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
| 4 | Derivative | Restricted Stock Units | 2026-03-31 | M | D | 4,446 | $0.00 | 32,123 | D | — · — to — | 4,446 Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F4) The RSUs are exercisable at time of vesting and do not have a set expiration date. (F4) The RSUs are exercisable at time of vesting and do not have a set expiration date. (F3) The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |