Form 4 for HGTY Hagerty, Inc.

Accepted 2026-04-03 14:47:47 ET · period of report 2026-04-01 · accession 0001628280-26-023585 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2026-04-03 14:47	2026-04-01+	HGTY	Chafey Diana	CLO	A - Grant	$0.4738	+24.9K	77.0K	+48%	+$11.8K
	2026-04-03 14:47	2026-04-01	HGTY	Chafey Diana	CLO	F - Tax	$10.66	-4,833	75.8K	-6%	-$51.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2026-04-01	A	A	23,742	$0.00	80,676	D	—	—	(F1) Represents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement terminations, or a change of control of the Issuer.
2	Common	Class A Common Stock	2026-04-01	F	D	4,833	$10.66	75,843	D	—	—	(F2) Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of RSUs pursuant to various RSU award agreements.
3	Common	Class A Common Stock	2026-04-02	A	A	1,165	$10.13	77,008	D	—	—	(F3) Shares acquired pursuant to the Hagerty, Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of October 1, 2025 through March 31, 2026. (F4) In accordance with the ESPP, the per share price paid for these shares was an amount equal to 95% of the closing price of the Issuer's stock on April 1, 2026.