Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2026-04-13 17:00:40 ET · period of report 2026-04-09 · accession 0001628280-26-024929 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-04-13 17:00 | 2026-04-09 | DNA | Canton Barry | 10% | M - OptEx | — | +251.8K | 561.1K | +81% | — |
| DI | 2026-04-13 17:00 | 2026-04-10 | DNA | Canton Barry | 10% | S - Sale+OE | $6.43 | -124.7K | 436.4K | -22% | -$802.5K |
| DI | 2026-04-13 17:00 | 2026-04-09 | DNA | Canton Barry | 10% | M - OptEx | — | -251.8K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-04-09 | M | A | 251,786 | — | 561,149 | I By Spouse | — | — | (F1) Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F1) Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2026-04-10 | S | D | 124,727 | $6.43 | 436,422 | I By Spouse | — | — | (F2) Represents shares sold by the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of PSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligations be funded by a "sell to cover" transaction. |
| 3 | Derivative | Performance-Based Restricted Stock Unit | 2026-04-09 | M | D | 251,786 | — | 0 | I By Spouse | — · — to — | 251,786 Class A Common Stock | (F1) Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F1) Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F1) Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F3) On June 19, 2025, the Reporting Person's spouse was granted 375,800 PSUs based on a company-wide cash flow reduction target over a one-year period beginning on January 1, 2025 and ending on December 31, 2025. The total number of vested PSUs distributed by Issuer on April 9, 2026 in the form of Class A Common Stock reflects actual performance equal to 67% of target performance, as certified by the Compensation Committee of the Board of Directors. (F3) On June 19, 2025, the Reporting Person's spouse was granted 375,800 PSUs based on a company-wide cash flow reduction target over a one-year period beginning on January 1, 2025 and ending on December 31, 2025. The total number of vested PSUs distributed by Issuer on April 9, 2026 in the form of Class A Common Stock reflects actual performance equal to 67% of target performance, as certified by the Compensation Committee of the Board of Directors. |