Form 4 for NP Neptune Insurance Holdings Inc.
Accepted 2026-09-10 14:12:17 ET · period of report 2026-09-09 · accession 0001628280-26-061284 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-10 14:12 | 2026-09-09 | NP | Steiner James | CFO, Dir | J - Other | — | -400.0K | 3.35M | -11% | — | |
| I | 2026-09-10 14:12 | 2026-09-09 | NP | Steiner James | CFO, Dir | J - Other | — | +400.0K | 400.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-09-09 | J | D | 400,000 | — | 3,349,050 | D | — | — | (F1) The reported transaction represents a transfer of shares, for no consideration, from the Reporting Person's individual name into a revocable trust of which the Reporting Person is the sole grantor, the sole trustee and the sole current beneficiary. The transfer effected only a change in the form of the Reporting Person's beneficial ownership and did not change his pecuniary interest in the shares. The Reporting Person's total beneficial ownership of Class A Common Stock was unchanged at 3,749,050 shares immediately before and immediately after the transfer. (F2) The shares were transferred for no consideration. Accordingly, no price per share is reported. |
| 2 | Common | Class A Common Stock | 2026-09-09 | J | A | 400,000 | — | 400,000 | I By Self as Trustee of the Living Trust of James Edward Steiner dated July 7, 2016 | — | — | (F1) The reported transaction represents a transfer of shares, for no consideration, from the Reporting Person's individual name into a revocable trust of which the Reporting Person is the sole grantor, the sole trustee and the sole current beneficiary. The transfer effected only a change in the form of the Reporting Person's beneficial ownership and did not change his pecuniary interest in the shares. The Reporting Person's total beneficial ownership of Class A Common Stock was unchanged at 3,749,050 shares immediately before and immediately after the transfer. (F2) The shares were transferred for no consideration. Accordingly, no price per share is reported. |